Overview (Start Here)

All registered investment advisors are required to keep books and records of any communication and advertising you do in the course of servicing or acquiring clients. Essentially, if you talk to a client or advertise your firm, you have to make a record.

As an all-in-one archiving solution for email, websites, and social media, XY Archive enables you to stay in compliance with books and records requirements (SEC Rule 204(2) and SEC Rule 17a-4).

Additional resources:

• XY Archive Pricing
• What data do you archive?
• Privacy and Security Information